Locations: New York City, Dallas, Salt Lake City
On-site Requirement: 4 days per week at client site
Level: Senior Associate or Manager
We are seeking highly skilled Internal Auditors with strong experience in U.S. financial services, ideally within large banking environments. This role focuses on evaluating and enhancing internal controls, governance processes, and risk management frameworks, with a specific emphasis on Anti-Money Laundering (AML) and regulatory compliance.
Auditors will work across multiple lines of business to assess the design and effectiveness of controls, ensure adherence to federal regulatory standards, and support continuous improvement in financial crime compliance programs.
Core Areas of ExpertiseCandidates should have demonstrated experience in several of the following domains:
AML / Financial Crime Compliance
Bank Secrecy Act (BSA) & FinCEN regulations
Customer Due Diligence (CDD) / Know Your Customer (KYC)
Suspicious Activity Reporting (SAR)
Credit Risk
Wealth Management / Securities
Operational Risk Management (ORM)
Finance & Treasury
SOX / ICFR compliance
Quality Control (QC) / Quality Assurance (QA)
Plan and execute internal audits across banking and financial operations, with a concentration on AML and regulatory compliance.
Evaluate internal controls, governance structures, and risk management processes in alignment with U.S. regulatory requirements (BSA, OCC, FRB, FDIC, SOX, etc.).
Identify control gaps, operational risks, and compliance issues; recommend practical, actionable remediation steps.
Review AML program components including CIP, CDD, SAR, CTR, and recordkeeping processes.
Engage with business stakeholders to understand processes, emerging risks, and control design.
Prepare audit workpapers, testing documentation, and final reports in accordance with IIA standards .
Monitor corrective action plans and perform follow-up validation reviews.
Stay current on regulatory developments, enforcement trends, and industry best practices.
Bachelor's or Master's degree in Accounting, Finance, or related discipline.
Professional certifications preferred: CPA, CIA, CISA .
3+ years of internal audit experience within U.S. financial institutions, with strong exposure to AML or regulatory compliance.
Solid understanding of BSA/AML frameworks , FinCEN guidance, and federal banking regulations.
Experience with risk-based audit planning and exposure to data analytics tools .
Strong communication, critical thinking, and documentation skills.
Ability to manage multiple audits and work independently in a fast-paced environment.
Hands-on experience auditing AML programs (SAR processes, CIP/CDD reviews, transaction monitoring systems).
Familiarity with enterprise governance and ERM frameworks.
Ability to assess automated controls, data flows, and system integrity.
Demonstrated experience identifying control deficiencies and supporting remediation and validation efforts.
Understanding of regulatory expectations from OCC, FRB, FDIC, and FinCEN .
.
...Join our team and begin your future in FedEx Delivery TODAY! with the local company Palmetto Shipping Company , out of COLUMBIA, SC... ...We are hiringregular full time and part time FedEx Delivery driverswith work-related driving experience and a strong work ethic to...
...draft beers. For private gatherings, HW's Malt & Hop House is a dedicated event space, providing a distinct setting for celebrations, meetings, and hosted experiences. Summary: The Bartender plays a crucial role in creating a positive and enjoyable experience by...
..., we can offer exciting opportunities to grow your career. Warehouse Material Handler Location:Wausau, Wisconsin Job type:Full... ...offerings. The exact amount of base salary may vary based on experience and skills brought to the role. What Youll Do As a...
...Synaptica, ensuring discoverability and usability. Champion best practices for metadata collection, governance, and utilization across teams. Implement and Govern Data Access Experience with Privacera Establish an implementation and optimization plan...
...Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability. We are committed to creating an inclusive and accessible work...