Senior Compliance Analyst (Mortgage Lending) - Onsite in Napa, CA.
Redwood Credit Union is seeking a Senior Compliance Analyst with a high level of Mortgage Lending experience, who will be responsible for proactively identifying and evaluating risks and controls, completing regulatory compliance analysis and research, identifying issues and/or areas for improvement in efficiency or effectiveness, and working with management in developing action plans to ensure risks are effectively mitigated and issues are corrected. Work independently with broad discretion as assignments may be varied, diverse, and difficult in nature. Provide guidance and leadership to other team members in Compliance. Plan, organize, and perform Compliance activities and projects.
Key Responsibilities
Compliance:
o Review and analyze regulatory and legal changes affecting financial institutions to determine applicability and impact to RCU.
o This individual will have previous experience in mortgage lending, with TRID, RESPA, HUMDA, etc.
o Research regulatory/legal questions for other departments as assigned.
o Present analysis and findings to RCU management.
o Independently work with RCU departments to implement legal requirements and to ensure changes to products, services, and processes comply with applicable legal requirements.
o Create and manage compliance programs and training programs.
o Oversee activities of Compliance Analyst(s) as assigned by Compliance Manager.
o Prepare revisions to Credit Union disclosures.
o Prepare written reports and analysis for Compliance management.
o Assist on projects, exams, audits, and other tasks as assigned.
o Provide excellent service to all Members and internal clients.
o Manage projects required to implement regulatory and legal changes, including setting project goals, coordinating efforts between multiple departments, and monitoring for effectiveness.
o Independently work with RCU departments to identify and mitigate risks to the line of business, including compliance, business continuity, and internal controls.
RCU Services Group Compliance:
o Research and advise RCUSG Management on Credit Union Service Organization (CUSO) governance requirements.
o Review and analyze regulatory and legal changes affecting insurance agencies and vehicle broker/dealers to determine applicability and impact to RCU Services Group.
o Present analysis and findings to RCU and RCU Services Group Management.
o Independently work with RCU Services Group Management to implement legal requirements and to ensure changes to products, services, and processes comply with applicable legal requirements.
o Create and manage RCU Services Group compliance programs and training programs.
o Prepare revisions to RCU Services Group disclosures.
o Prepare written reports and analysis for RCU Services Group Management.
o Manage projects required to implement regulatory and legal changes, including setting project goals, coordinating efforts between multiple departments, and monitoring for effectiveness.
o Administer RCU Services Group licensing process to ensure all corporate and employee licenses are properly maintained.
o Administer annual RCU Services Group reporting.
o Establish goals and work plans for RCU Services Group compliance.
o Prepare compliance reports as needed for RCU Services Group Board.
Audit/Admin:
o Collect and prepare information for both internal and external audits.
o Act as liaison with external compliance auditors.
o Document audit procedures performed or coordinated/supported.
o Maintain audit work papers and documentation.
o Develop and monitor remediation plans resulting from any deficiencies identified in audits.
o Administer compliance testing program and monitors result status.
o Complete status reports and maintain records of time usage.
o Support RCU governance activities.
o Attend training as designated by Compliance Manager.
...Serco is seeking a Program Control Analyst to participate in the planning, tracking... ...size, complexity and level of risk - (100% Remote) . The Program Controller is a key member... ...and requirements. Prepare program financial Estimates at Complete (EAC) and meet deadlines...
... LightSpeed Japan Studio is a game development studio dedicated to crafting original AAA... ...narratives intent. Direction of Event Presentation, Camera, and Animation Specify event scene direction, including camera work, character...
...Job description: About Us: Nile Language Services LLC is a locally owned language service provider offering Onsite Interpretation. Our primary focus is onsite interpretation, with future opportunities for VRI (Video Remote Interpreting) and OPI (Over-the-Phone...
...Are you fluent in Japanese and English? Do you have a passion for building bridges with language? Do you have experience working as an interpreter? LTC is an interpreting agency looking for contracted Japanese language interpreters in Indianapolis, IN. You will accept...
...Fashion, Industrial, or related field) Thorough knowledge of art and design with clear understanding of visual design or any design... ...Preferably some practical experience in a design environment (internships or freelance) Equivalent combination of education and/or...